Schedule 13D ownership disclosure

GREAT ELM CAP GROUP INC

Common Stock, par value $0.001 per share · CUSIP: 39036P209

Event date: 2025-09-08

Reporting persons may disclose overlapping interests. Their amounts are shown individually and are not added into a filing total.

Filing-level shares
Unavailable
Percent of class
Unavailable
  • Imperial Capital Asset Management, LLCReported CIK 0001805378

    Shares: 5,918,746 · Class: 17.9%

  • Long Ball Partners, LLCReported CIK 0001308057

    Shares: 5,009,662 · Class: 15.2%

  • Imperial Capital Group Holdings II, LLC

    Shares: 460,900 · Class: 1.4%

  • Jason Reese

    Shares: 7,372,765 · Class: 22.3%

Amounts are as disclosed in this filing. Schedule type alone does not establish investment intent.

Source: SEC EDGAR filing

Filing metadata

Accession number
0000950170-25-113894
Form type
SCHEDULE 13D/A
Filer
Great Elm Group, Inc.
CIK
CIK 1831096
Filed
Sep 09, 2025
Reporting period
Sep 08, 2025
Description
Schedule 13D beneficial ownership

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